The Principle of Good Faith in Mandatory Court-Annexed Mediation: Legal Nature, Violations, and Enforcement Challenges
DOI:
https://doi.org/10.60131/jlaw.2.2026.11905Keywords:
good faith; mediation principles; mediator ethics; good-faith negotiations; court-connected mediation; professional ethics; mediator discretion; mediated settlement agreement; alternative dispute resolution (ADR).Abstract
This article examines the principle of good faith as a fundamental legal standard governing mandatory court-annexed mediation and analyzes its normative significance for ensuring the legitimacy, fairness, and effectiveness of mediation as a consensual dispute resolution mechanism. The study argues that good faith extends beyond an ethical aspiration and constitutes an autonomous procedural obligation binding mediators, parties, legal representatives, and other participants throughout the mediation process. Through doctrinal and comparative legal analysis, the article conceptualizes the substantive content of good-faith participation, including genuine engagement in negotiations, adequate preparation, timely exchange of relevant information, cooperation with the mediator and opposing party, participation by representatives possessing full settlement authority, and the prohibition of abusing mediation for strategic or procedural advantage. Particular attention is devoted to the legal and ethical obligations of mediators, emphasizing that professional discretion must be exercised consistently with the principles of legality, fairness, party self-determination, and social justice. The article further identifies and systematizes the principal manifestations of bad-faith conduct by both mediators and lawyers, including sham participation, intentional delay, misuse of confidential information, undisclosed conflicts of interest, restrictions on party self-determination, adversarial litigation tactics, and the instrumentalization of mediation for procedural gain. Drawing upon the legal frameworks of the European Union, the United States, and selected comparative jurisdictions, the study evaluates different approaches to enforcing the duty to negotiate in good faith while preserving the confidentiality of mediation. Special emphasis is placed on the Georgian model of mandatory court-connected mediation, examining the mediator's reporting obligations, procedural consequences of bad-faith participation, and the unresolved tension between judicial oversight and confidentiality. The article concludes that effective enforcement of the good-faith principle requires a carefully balanced legal framework that distinguishes objectively verifiable procedural misconduct from confidential negotiation conduct, thereby safeguarding both procedural accountability and the essential confidentiality of mediation. Such an approach strengthens public confidence in mediation and contributes to its sustainable institutional development as an integral component of modern civil justice systems.
References
1. Bar Code of Conduct for Attornes-at-Law, Finland, Adopted at the meeting of the Delegation of the Finnish Bar Association on 15 January 2009, last amended 26 January 2023 <https://asianajajat.fi/wp-content/uploads/2025/05/B-01-Code-of-conduct-for-attorneys-at-law-2023.pdf> [07.07.2026].
2. Civil Procedure Code of Poland, 2005.
3. Decree 28/2010 of Italy, Code of Civil Procedure.
4. Draft Bill of Ireland, Civil Liability and Courts Act 2004 of Ireland.
5. Federal Rules of Civil Procedure, <https://www.law.cornell.edu/rules/frcp/rule_16> [07.07.2026].
6. Florida Rules for Certified and Court-Appointed Mediators, <https://flcourts-media.flcourts.gov/content/download/219330/1981926/Mediator-Rules-Tab-3.pdf> [07.07.2026].
7. Georgia Ethical Standards for Mediators, Georgia Commission on Dispute Resolution, adopted 1995, updated 2012.
8. German Mediation Act, 21 July, 2012.
9. Jams Mediators Ethics Guidelines, 2013, <https://www.jamsadr.com/mediators-ethics> [07.07.2026].
10. Law of Georgia on Mediation, 18/09/2019.
11. Mediation Act of Latvia, 18 June, 2014.
12. Professional Code of Ethics for Mediators of the LEPL “Georgian Mediators Association,” 24/04/2021.
13. Republic of Lithuania, Law on Mediation, 15 July 2008.
14. Singapore International Mediation Centre (SIMC), <https://simc.com.sg/sites/default/files/content-files/SIMC%20Mediation%20Rules%202025.pdf> [08.07.2026].
15. Standards of Practice for California Mediators, Preamble, <https://www.cdrc.net/standards-of-practice-for-californi> [07.07.2026].
16. The Family Mediation Canada (FMC) Code of Professional Conduct, <https://www.aboutrsi.org/library/family-mediation-canada-code-of-professional-conduct> [08.07.2026].
17. Uniform Mediation Act, 2003.
18. Alexander N., Shouyu Chong S., Giorgadze V., The Singapore Convention on Mediation, A Commentary, Second Edition, Kluwer Law International, The Netherlands, 2022.
19. Alexander N.M., Global Trends in Mediation, Kluwer Law International, 2006.
20. AlfiniJ.J., McCabe C., Mediating in the Shadow of the Courts: A Survey of the Emerging Case Law, Arkansas Law Review, Vol. 54, No. 2, 2001.
21. Bush R. A. B., What Do We Need a Mediator For?: Mediation's "Value-Added" for Negotiators, 12 Ohio St. J. on Disp. Resol. 1, 1996.
22. Frenkel D., Stark J., The Practice of Mediation: A Video-Integrated Text, 3rd ed., Wolters Kluwer, 2018.
23. Gibson K., Mediator Attitudes Toward Outcomes: A Philosophical View, 17 Mediation Q., 197, 1999.
24. Izumi C., Implicit Bias and the Illusion of Mediator Neutrality, Washington University Journal of Law and Policy, 34(1), 2010.
25. Kandashvili I. (ed.), Collective of Authors, Commentary on the Law of Georgia on Mediation, “Universal,” Tbilisi, 2024 (in Georgian).
26. Khunashvili N., The Principle of Good Faith in Contract Law, Doctoral Dissertation, Tbilisi State University, Tbilisi, 2014 (in Georgian).
27. Kimberlee K., New Wine Requires New Wineskins: Transforming Lawyer Ethics for Effective Representation in A Non-adversarial Approach to Problem Solving Mediation, 28 Fordham Urban Law Journal, 935, 2001.
28. Klein K.K., Representing Clients in Mediation: A Twenty-Question Preparation Guide for Lawyers, North Dakota Law Review: Vol. 84: No. 3.
29. Korobkin R., Negotiation Theory and Strategy, Authority Rule 16, Aspen Publishing, ebook, 2024.
30. Kovach K., Lawyer Ethics in Mediation: Time for a Requirement of Good Faith, 4 Disp. Res. Mag. 9, 1997.
31. Kovach K., The Good Faith in Mediation - Requested, Recommended, or Required - A New Ethic [article], Symposium: The Lawyer's Duties and Responsibilities in Dispute Resolution, South Texas Law Review, Vol. 38, Issue 2, 1997.
32. Macfarlane J., Mediating Ethically: The Limits of Codes of Conduct and the Potential of a Reflective Practice Model, Osgoode Hall Law Journal 40.1, 2002.
33. Maute J.J., Mediator Accountability: Responding to Fairness Concerns, Vol. 1990, Issue 2, J. Disp. Resol., 1990.
34. Menkel-Meadow C., The Lawyer as Consensus Builder: Ethics For a New Practice, Georgetown Law Faculty Publications and Other Works, 70 Tenn. L. Rev., 2002.
35. Menkel-Meadow C., Ethics in Alternative Dispute Resolution: New Issues, No Answers from the Adversary Conception of Lawyers' Responsibilities, 38 South Texas Law Review, 1997.
36. Michael T., Colatrella Jr., Informed Consent in Mediation: Promoting Pro Se Parties' Informed Settlement Choice While Honoring the Mediator's Ethical Duties, 15 Cardozo J. Conflict Resolution, 2014.
37. Morreim H., Mediation: Common Practices and Ethical Boundaries, The Journal of Law, Medicine & Ethics, Vol. 52, Published online: Cambridge University Press, 2024.
38. Nolan-Haley J., Informed Consent in Mediation: A Guiding Principle for Truly Educated Decisionmaking, Notre Dame Law Review, Vol. 74, 1999.
39. Nolan-Haley J., Mediation: The New Arbitration, Harvard Negotiation Law Review, Vol. 17, 2012.
40. Rundle O., Barking Dogs: Lawyer Attitudes Towards Direct Disputant Participation in Court-Connected Mediation of General Civil Cases, QUT Law Review, Vol. 8, No. 1, 2008.
41. Rützel S., Wegen G., Wilske S., Commercial Dispute Resolution in Germany, 2nd ed., C.H. Beck, München, 2016.
42. Shapira O., A Theory of Mediator’s Ethics, Foundations, Rationale and Application, Cambridge: Cambridge University Press, 2016.
43. Sherman E.F., Court-Mandated Alternative Dispute Resolution: What Form of Participation Should Be Required, 46 SMU. L. Rev. 2079, 1993.
44. Sourdin T., Good Faith Mediation –Developing Trends from the Antipodes, University of Newcastle (Australia), 2014.
45. Symposium, Focus on Ethics in Representation in Mediation, 4 Disp. Res. Mag., 1997.
46. Thompson P.N., Good Faith Mediation in the Federal Courts, Ohio State Journal on Dispute Resolution, Vol. 26:2-3, 2011.
47. Trevor M.B., Palo G., EU Mediation Law and Practice, Oxford University Press, 2012.
48. Waldman E., Mediation Ethics, Cases and Commentaries, Jossey-Bass, A Wiley Imprint, United States of America, 2011.
49. Weston M.A., Checks on Participant Conduct in Compulsory ADR: Reconciling the Tension in the Needfor Good-Faith Participation, Autonomy, and Confidentiality, 76 Indiana Law Journal, Vol. 76, Issue 3, 2001.
50. Wissler R.L., Representation in Mediation: What We Know From Empirical Research, 37 Fordham Urban Law Journal, Vol. 37, 2010.
Published
How to Cite
Issue
Section
License

This work is licensed under a Creative Commons Attribution-ShareAlike 4.0 International License.






